Philosophy
Compliance
Samsung SRA Asset Management strictly complies with all relevant laws and regulations in every aspect of our operations, embracing a management approach that meets our social responsibilities. To support this commitment, we have established an in-house compliance team that continuously monitors and ensures rigorous adherence to these standards by all employees.
Roles & Objectives
To protect investor assets and strengthen market trust, we implement rigorous internal controls and promote a strong culture of compliance, supported by an in-house compliance team.
Samsung SRA Asset Management upholds compliance management as a core value, acting as a diligent steward for our investors.. We operate a compliance team to proactively prevent financial incidents and regulatory violations, establishing a strong compliance culture through internal control activities. Building on these efforts, we aim to earn the trust of our investors and grow into a leading asset management firm in the industry.
Compliance Team Responsibility
Our compliance team engages in real-time management, setting new standards for compliance through proactive risk responses and transparent information disclosure.
Internal Control
We maintain a robust internal control framework to uphold effective compliance management. We respond promptly to regulatory changes by regularly updating our internal control standards and providing employees with tailored compliance guidelines, fostering a strong culture of compliance
Reporting & Disclosure
By disclosing accurate and timely information based on the Fair Trade Act and the Capital Markets Act, we ensure transparency in affiliate transactions and provide essential information to investors, thereby enhancing market trust.
Legal Support
To ensure proactive risk management, we conduct comprehensive legal reviews from the initial stages of investment. We swiftly establish tailored response strategies to adapt to regulatory changes and maximize the effectiveness of compliance management by monitoring company-wide implementation in real time.